Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Gavin Patrick McCormickMorgan StanleyAmeriprise Financial Services, LLC03-16-2020
Kyle Andrew BeesonMorgan StanleyAmeriprise Financial Services, LLC04-22-2019
Cheri A. MchugoMorgan StanleyAmeriprise Financial Services, LLC01-27-2017
William Edward StyleMorgan StanleyAmeriprise Financial Services, LLC$2510-02-2015
Kevin P McNeelyMorgan StanleyAmeriprise Financial Services, LLC12-19-2013
Keri Ranae BurtonMorgan StanleyAskar Corp.08-19-2010
Michael Anthony PasquaMorgan StanleyAskar Corp.$5008-19-2010
Andrea Jean BrotzelMorgan StanleyCharles Schwab & Co., Inc.10-04-2010
Anthony Joseph NaceMorgan StanleyCraig-Hallum Capital Group LLC05-26-2016
Ryan JohnsonMorgan StanleyEdward Jones10-07-2016
Patricia JonesMorgan StanleyEdward Jones$5001-07-2011
Estella Mora EckartMorgan StanleyEdward Jones10-22-2010
Clement Chi Wai WongMorgan StanleyEdward Jones$2507-23-2010
Gregory Brian PaineMorgan StanleyEdward Jones04-16-2010
Roman Mark ZelinskyMorgan StanleyHoulihan Lokey Capital, Inc.07-22-2016
Kurt Elliot EricksonMorgan StanleyLPL Financial LLC12-12-2012
Patrick Eugene PhillippeMorgan StanleyLPL Financial LLC05-02-2011
Elvis Jordany RiveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
John Michael HantenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Debbie D McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-19-2017
James Michael SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2017
Peter Joseph SellwoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Daniel Robert De St AubinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Nancy Ann ButtweilerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15012-03-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.