Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Cheri A. MchugoMorgan StanleyAmeriprise Financial Services, Inc.01-27-2017
William Edward StyleMorgan StanleyAmeriprise Financial Services, Inc.$2510-02-2015
Keri Ranae Burton, Michael Anthony PasquaMorgan StanleyAskar Corp.08-19-2010
Edward Nickolas JohnsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Michael GeelanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Clifford Augustine TaneyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Allen OlsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Larry Neil LittMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jeffrey Robert AmentMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Francis CoyleMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
James Anthony GrymalaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Peter Jon HoffmanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Louis Jason RippleMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John David NaslundMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Amy Elean AadalenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jon Paul HoffmanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kevin Dean RiskevichMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christine Joanne JensenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brian Jerome WarpinskiMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Gregg Matthew CummingsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Lawrence Alan YostMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David Benjamin SloaneMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Nordin Whitaker Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Robert Eugene AndersonMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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