Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Richard LarsonMorgan StanleyWells Fargo Clearing Services, LLC$15010-12-2018
Ilene Sue ZwickMorgan StanleyWells Fargo Clearing Services, LLC$7210-12-2018
Bruce Jay ZwickMorgan StanleyWells Fargo Clearing Services, LLC10-12-2018
Douglas Merle DirksMorgan StanleyWells Fargo Clearing Services, LLC02-26-2018
Phillip B. HallidayMorgan StanleyU.S. Bancorp Investments, Inc.09-26-2017
James Michael SchmidtMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2017
Cheri A. MchugoMorgan StanleyAmeriprise Financial Services, Inc.01-27-2017
Lauren Michelle BoulwareMorgan StanleyRBC Capital Markets, LLC$10012-14-2016
Anthony Joseph NaceMorgan StanleyCraig-Hallum Capital Group LLC05-26-2016
Jacob Edwin HurwitzMorgan StanleyUBS Financial Services Inc.04-21-2016
Patrick Louis SmithMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
William Edward StyleMorgan StanleyAmeriprise Financial Services, Inc.$2510-02-2015
Daniel James BurfeindMorgan StanleyWells Fargo Clearing Services, LLC05-08-2015
Robert Leslie McVey IIIMorgan StanleyWells Fargo Clearing Services, LLC$5004-20-2015
Stacy A KupskyMorgan StanleyNorthwestern Mutual Investment Services, LLC07-07-2014
Richard Halm De-Souza Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-04-2014
Jonathan Edmon TarshishMorgan StanleyUBS Financial Services Inc.12-06-2013
Peter Joseph SellwoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Robert C Knutson Jr.Morgan StanleyUBS Financial Services Inc.11-08-2013
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Daniel Robert De St AubinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Nancy Buttweiler, Kristopher Schultz, David PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14112-03-2012
Kristopher Michael Schultz, David Ryan PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-03-2012
William B. AdamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2012
Carol Ann Brookman, Jennifer Lynne OlsonMorgan StanleyUBS Financial Services Inc.10-10-2012
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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