Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Albert RollwagenMorgan StanleyUBS Financial Services Inc.10-01-2009
David Scott ChisholmMorgan StanleyUBS Financial Services Inc.$10010-08-2009
Matthew Brian EstelMorgan StanleyU.S. Bancorp Investments, Inc.$10010-09-2009
Nathan Spencer HildreMorgan StanleyUBS Financial Services Inc.10-12-2009
Jaime M SahlstromMorgan StanleyU.S. Bancorp Investments, Inc.10-13-2009
Gregory Matthew PalmieriMorgan StanleyStifel, Nicolaus & Company, Incorporated$25011-16-2009
Gregory Brian PaineMorgan StanleyEdward Jones04-16-2010
Thomas E KrummeMorgan StanleyUBS Financial Services Inc.$10006-17-2010
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$50006-17-2010
Clement Chi Wai WongMorgan StanleyEdward Jones$25007-23-2010
Thomas Alvin Rishovd IIMorgan StanleyUBS Financial Services Inc.$15008-12-2010
James Francis BlakeMorgan StanleyUBS Financial Services Inc.$15008-12-2010
Michael Anthony PasquaMorgan StanleyAskar Corp.$50008-19-2010
Keri Ranae BurtonMorgan StanleyAskar Corp.08-19-2010
Thomas Erwin GleasonMorgan StanleyVoya Financial Partners, LLC10-04-2010
Andrea Jean BrotzelMorgan StanleyCharles Schwab & Co., Inc.10-04-2010
Estella Mora EckartMorgan StanleyEdward Jones$10010-22-2010
James Theodore Mattson Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-10-2010
Dennis ChornenkyMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-17-2010
Patricia JonesMorgan StanleyEdward Jones$50001-07-2011
Paul J. BordonaroMorgan StanleyUBS Financial Services Inc.$10003-04-2011
Robert John HannahMorgan StanleyUBS Financial Services Inc.$50003-04-2011
Carol Jean BrundieckMorgan StanleyUBS Financial Services Inc.03-04-2011
Jennifer Caroline OlsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-07-2011
Patrick Eugene PhillippeMorgan StanleyLPL Financial LLC$25005-02-2011
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.