Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$50006-17-2010
Amy L NotermannMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2011
Andrea Jean BrotzelMorgan StanleyCharles Schwab & Co., Inc.10-04-2010
Anthony Joseph NaceMorgan StanleyCraig-Hallum Capital Group LLC05-26-2016
Anthony Scott CaronMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-16-2019
Blane Jeffrey HammerMorgan StanleyUBS Financial Services Inc.$10007-03-2012
Brian Richard LarsonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15010-12-2018
Bruce Jay ZwickMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-12-2018
Bryan Hadley RohsMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-16-2011
Carol Ann BrookmanMorgan StanleyUBS Financial Services Inc.10-10-2012
Carol Jean BrundieckMorgan StanleyUBS Financial Services Inc.03-04-2011
Cheri A. MchugoMorgan StanleyAmeriprise Financial Services, Inc.01-27-2017
CHRISTINE ANN SOININENMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-04-2012
Christopher Lynn MostMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-10-2013
Clement Chi Wai WongMorgan StanleyEdward Jones$25007-23-2010
Daniel James BurfeindMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-08-2015
Daniel Robert De St AubinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
David Ryan PetersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-03-2012
David Scott ChisholmMorgan StanleyUBS Financial Services Inc.$10010-08-2009
Debbie D McKinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-19-2017
Dennis ChornenkyMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-17-2010
Dobbin McCrea Jr., Kevin A. RollwagenMorgan StanleyRobert W. Baird & Co.$9805-23-2018
Douglas Merle DirksMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-26-2018
Elizabeth Marie OdegaardMorgan StanleyThrivent Investment Management Inc.12-17-2012
Elvis Jordany RiveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Next Page »

Showing 1 to 25 of 94 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.