Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William H. StensrudMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2011
William Edward StyleMorgan StanleyAmeriprise Financial Services, LLC$2510-02-2015
William B. AdamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2012
Trevor Sloan CampbellMorgan StanleyPark Avenue Securities LLC12-10-2012
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Thomas John GustafsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
Thomas Erwin GleasonMorgan StanleyVoya Financial Partners, LLC10-04-2010
Thomas E. KrummeMorgan StanleyUBS Financial Services Inc.$10006-17-2010
Thomas Alvin Rishovd IIMorgan StanleyUBS Financial Services Inc.$15008-12-2010
Stacy A KupskyMorgan StanleyNorthwestern Mutual Investment Services, LLC07-07-2014
Sean Patrick McgeeMorgan StanleyUBS Financial Services Inc.09-12-2012
Sean Declan DalyMorgan StanleyWells Fargo Clearing Services, LLC02-01-2013
Ryan Richard JohnsonMorgan StanleyUBS Financial Services Inc.$5007-03-2012
Ryan JohnsonMorgan StanleyEdward Jones10-07-2016
Ryan Ellison PaulMorgan StanleyWells Fargo Clearing Services, LLC03-27-2014
Roman Mark ZelinskyMorgan StanleyHoulihan Lokey Capital, Inc.07-22-2016
Robert Leslie McVey IIIMorgan StanleyWells Fargo Clearing Services, LLC$5004-20-2015
Robert John HannahMorgan StanleyUBS Financial Services Inc.$5003-04-2011
Robert C Knutson Jr.Morgan StanleyUBS Financial Services Inc.$10011-08-2013
Richard Halm De-Souza Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-04-2014
Richard Edward CummingsMorgan StanleyWells Fargo Clearing Services, LLC$5011-04-2011
Phillip B. HallidayMorgan StanleyU.S. Bancorp Investments, Inc.09-26-2017
Peter Joseph SellwoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Peter Jacob Hunter-HansonMorgan StanleyThrivent Investment Management Inc.05-03-2011
Paul Joseph NotermannMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
Next Page »

Showing 1 to 25 of 91 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.