Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Jay ZwickMorgan StanleyWells Fargo Clearing Services, LLC10-12-2018
Douglas Merle DirksMorgan StanleyWells Fargo Clearing Services, LLC02-26-2018
Phillip B. HallidayMorgan StanleyU.S. Bancorp Investments, Inc.09-26-2017
Cheri A. MchugoMorgan StanleyAmeriprise Financial Services, Inc.01-27-2017
Anthony Joseph NaceMorgan StanleyCraig-Hallum Capital Group LLC05-26-2016
Jacob Edwin HurwitzMorgan StanleyUBS Financial Services Inc.04-21-2016
Patrick Louis SmithMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
Daniel James BurfeindMorgan StanleyWells Fargo Clearing Services, LLC05-08-2015
Stacy A KupskyMorgan StanleyNorthwestern Mutual Investment Services, LLC07-07-2014
Richard Halm De-Souza Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-04-2014
Jonathan Edmon TarshishMorgan StanleyUBS Financial Services Inc.12-06-2013
Peter Joseph SellwoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2013
Robert C Knutson Jr.Morgan StanleyUBS Financial Services Inc.11-08-2013
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Daniel Robert De St AubinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
William B. AdamsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2012
Carol Ann Brookman, Jennifer Lynne OlsonMorgan StanleyUBS Financial Services Inc.10-10-2012
John Patrick HuppMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2012
George John AnastosMorgan StanleyUBS Financial Services Inc.12-02-2011
Garrett Ryan AndersonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
Paul J. Bordonaro, Robert John HannahMorgan StanleyUBS Financial Services Inc.03-04-2011
James Theodore Mattson Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2010
Estella Mora EckartMorgan StanleyEdward Jones10-22-2010
Keri Ranae Burton, Michael Anthony PasquaMorgan StanleyAskar Corp.08-19-2010
Nathan Spencer HildreMorgan StanleyUBS Financial Services Inc.10-12-2009
Next Page »

Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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