Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deon Nicole PohlmannMorgan StanleyEdward Jones07-17-2019
Adam Michael Bichsel, Jason William Larch, Michael Patrick KeeganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Ryan David LuethyMorgan StanleyThrivent Investment Management Inc.07-19-2016
Krystin M. ShermanMorgan StanleyUSAA Financial Advisors, Inc.01-13-2016
Gary Norman ShawMorgan StanleyWells Fargo Clearing Services, LLC09-08-2014
Jeffrey Joseph AngoldMorgan StanleySecurian Financial Services, Inc.11-05-2012
Arthur Lloyd Perry, Todd Weston AcuffMorgan StanleyUBS Financial Services Inc.07-02-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan StanleyWells Fargo Advisors05-02-2012
Timothy Dale SalzmanMorgan StanleyEdward Jones04-05-2012
Sheri Carol McCannMorgan StanleyStifel, Nicolaus & Company, Incorporated02-17-2012
Samuel Clark MorrisMorgan StanleyEdward Jones02-16-2012
Todd Thomas ThrasherMorgan StanleyCharles Schwab & Co., Inc.10-14-2011
Sheila Kay DavisMorgan StanleyOxford Creek Capital Management, LLC08-25-2011
John Erwin HofmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
Daniel WhymanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Charles David MedelbergMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gary Lee AgneMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John William MooreMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Lawrence SolomonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Tommie Rudolph HughesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gary Lee SchellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William David ValentineMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dennis Michael WilliamsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Ramsey ChaplineMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Mark Anthony AllenspachMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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