Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Dominick MarchettaMorgan StanleyAmeriprise Financial Services, LLC$5005-13-2016
Kimberly Sizemore MoserMorgan StanleyAmeriprise Financial Services, LLC03-24-2016
John David MacikMorgan StanleyAmeriprise Financial Services, LLC07-25-2013
Charles Lester MooreMorgan StanleyAvantax Investment Services, Inc.$2501-24-2012
Bonnie Lynn O'QuinnMorgan StanleyAXA Advisors, LLC01-01-2014
Lee Tyler KennedyMorgan StanleyAXA Advisors, LLC03-19-2010
Richard Haley HobgoodMorgan StanleyBB&T Investment Services, Inc.06-30-2017
Michele Wray WebbMorgan StanleyBB&T Securities, LLC10-02-2017
Michele Pike SmithMorgan StanleyBB&T Securities, LLC$5008-15-2013
Michael Scott CooperMorgan StanleyBB&T Securities, LLC$10008-15-2013
Ellen Johnson BaileyMorgan StanleyBB&T Securities, LLC08-15-2013
Bradford Thomas RamseyMorgan StanleyCarolina Capital Markets, Inc.07-21-2011
Thaddeus David MooreMorgan StanleyCredit Suisse Securities (USA) LLC$2509-01-2010
Jarrod Michael HilemanMorgan StanleyEdward Jones02-13-2020
Clinton Jonathan AllenMorgan StanleyEdward Jones09-16-2011
Brian Allen EliMorgan StanleyEdward Jones08-04-2011
Charles Louis CoxMorgan StanleyFidelity Brokerage Services LLC07-10-2015
Christian Jorge FrancoMorgan StanleyFirst Command Financial Planning, Inc.04-11-2011
Payton Rufty McCrossanMorgan StanleyInvesco Distributors, Inc.12-17-2018
Amy Lee JohnstonMorgan StanleyLord Abbett Distributor LLC04-02-2013
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Richard S. ReberMorgan StanleyLPL Financial LLC04-01-2014
Hassan KaoussMorgan StanleyLPL Financial LLC11-01-2011
David H. MarshallMorgan StanleyLPL Financial LLC02-25-2010
Robert MackeyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.