Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Dominick MarchettaMorgan StanleyAmeriprise Financial Services, Inc.$5005-13-2016
John David MacikMorgan StanleyAmeriprise Financial Services, Inc.07-25-2013
Richard Haley HobgoodMorgan StanleyBB&T Investment Services, Inc.06-30-2017
Michael Scott CooperMorgan StanleyBB&T Securities, LLC$10008-15-2013
Michele Pike SmithMorgan StanleyBB&T Securities, LLC$5008-15-2013
Kristen Ann RichardsMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
John Michael DickinsonMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Anthony Bernard PrudhommeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stephen Randall BullardMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Timothy David EllisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Ernest Alfred OsbornMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Deborah Denise LynchMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jason Randolph CrowderMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Kristin K McCarthyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brett Lewis BerrierMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Samuel Wright Starling IIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Walter Chandler MartinMorgan StanleyCitigroup Global Markets Inc.$12506-01-2009
Gordon Scott McLennanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Carl Edgerton Powell Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kevin Tyler AndersonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Emanuel PappasMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Robert Page TinsleyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Melvin James Ellis IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Vernon Garrett Jarman Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael Alan RobertsonMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Next Page »

Showing 1 to 25 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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