Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Bernard LeakMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Rick H. GrossMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Timothy Kent OttoMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Kerry Alan StinmanMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Nora Scott BuscemaMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Samuel Taylor BardenMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Adam Baker LandauMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Lloyd Bertram Marsh IVMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Beatrice Amato MartinMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Michael Bryan AndersonMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Nathan James SmithMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Linda Stone GoffMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Dandridge SaundersMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Wyatt FreemanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Richard Edward DworskyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Rupert R Sizemore Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
David Eugene Smith Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Richard Carter EatonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Patricia Mercy CollieMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Clete RandolphMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Harry Hampton McNair Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark Lee JoynerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Raymond Hardy Holland IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Craig Curry MillerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Luann G. ManerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 51 to 75 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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