Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Mc Intosh LeakMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Thomas Jackson Emerson Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
Lori R StarkMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Michael BerardMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Alvis Stokes Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Eugene StanfieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
George Cummings OpenshawMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Louis Augustus Burney Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Francis Davis Moise Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
Rollin Ward FlintomMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Harold Edward Vann RussellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Claude Lee Ives IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Guy LucasMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Willard Prather Varnum IIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gayle BomarMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert George BiggersMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Eric Stanton WilliamsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Robert KrausMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Thomas Stone IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Matthew Stephen BennettMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Rupert Ripley Sizemore IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Benjamin David HornMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jessica Leigh StandiferMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Patrick Quentin FloresMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark Nixon McCallMorgan StanleyCitigroup Global Markets Inc.06-01-2009
« Previous PageNext Page »

Showing 76 to 100 of 168 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.