Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Jorge FrancoMorgan StanleyFirst Command Financial Planning, Inc.04-11-2011
Patrick Garrett HartleyMorgan StanleyRaymond James & Associates, Inc.08-15-2011
Melanie R RegnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-30-2011
John Robert BlakleyMorgan StanleyUBS Financial Services Inc.$15009-01-2011
Michael Allen HarrisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2011
William Fairfax CooperMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-18-2011
Christopher Michael WagnerMorgan StanleyWells Fargo Clearing Services, LLC12-05-2011
Joseph Leach OwenMorgan StanleyRBC Capital Markets, LLC12-09-2011
Louis Joseph Popielarcheck Jr., Kristen Mulvey YablonskyMorgan StanleyWells Fargo Clearing Services, LLC02-10-2012
Michael Thomas JordanMorgan StanleyWells Fargo Clearing Services, LLC02-10-2012
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanMorgan StanleyWells Fargo Advisors$13502-14-2012
Sandra Jean PuffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-08-2012
James Harris, Pam AshleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$3,00005-25-2012
James Dunegan Harris Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-25-2012
Pamela Sue AshleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-25-2012
Jerry Allan EadesMorgan StanleyWells Fargo Clearing Services, LLC$5010-26-2012
Jerry Allan Eades Jr.Morgan StanleyWells Fargo Clearing Services, LLC10-26-2012
Shawn Edward GoodMorgan StanleyWells Fargo Clearing Services, LLC12-06-2012
Amy Lee JohnstonMorgan StanleyLord Abbett Distributor LLC04-02-2013
James David RushtonMorgan StanleyRaymond James & Associates, Inc.$2505-31-2013
John David MacikMorgan StanleyAmeriprise Financial Services, Inc.07-25-2013
Michael Scott CooperMorgan StanleyBB&T Securities, LLC$10008-15-2013
Michele Pike SmithMorgan StanleyBB&T Securities, LLC$5008-15-2013
John Alaway KramerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2014
Lenard Bruce CohenMorgan StanleyWells Fargo Clearing Services, LLC05-19-2015
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Showing 126 to 150 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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