Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William W. ShawMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Scott LovelessMorgan StanleyWells Fargo Clearing Services, LLC11-10-2015
William Joseph Uthe, Andrew James McKayMorgan StanleyUBS Financial Services Inc.09-30-2010
William Guy LucasMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Gray Brewer IIIMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
William Fairfax CooperMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-18-2011
William Alvis Stokes Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Willard Prather Varnum IIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Walter Chandler MartinMorgan StanleyCitigroup Global Markets Inc.$12506-01-2009
Virginia Campbell WhitleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Virginia Anne ClayMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Vernon Garrett Jarman Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Tory J RaetherMorgan StanleyNYLIFE Securities LLC$2503-23-2018
Todd C. WelchMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Timothy Kent OttoMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Timothy David EllisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Thomas Lee Loveless Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
Thomas Jackson Emerson Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
Thomas Cleveland Kerns IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Stephen Randall BullardMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Shawn Edward GoodMorgan StanleyWells Fargo Clearing Services, LLC12-06-2012
Sean Patrick FentonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Sandra Jean PuffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-08-2012
Samuel Wright Starling IIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Samuel Taylor BardenMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Next Page »

Showing 1 to 25 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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