Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deanna Cheryl PostMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-04-2011
Donal Edward BarrettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2013
Elizabeth A Tanos-PriestMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-18-2019
Ellen Marie DaleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2012
Emma Virginia IzardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2018
Francesca B. MainesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2017
George S Wallace IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2011
Harold Scott CollinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2016
James Dunegan Harris Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-25-2012
Jason M. CoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2016
Jerel Walter HarveyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-25-2013
John Alaway KramerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2014
Martin R SatherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-11-2011
Matthew Selden WallaceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-31-2011
Matthew Wallace, Melanie Regner, George Wallace IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$22009-06-2011
Megan Eileen McDermottMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Meghan Ellis ChildsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2010
Melanie R RegnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-30-2011
Michael Allen HarrisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2011
Michael D HicksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25007-10-2015
Moana TuckerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2010
Monica Shisler TewMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-08-2012
Pamela Sue AshleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-25-2012
Ramone Donnell GivensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2017
Robert MackeyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2019
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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