Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert C HollyMorgan StanleyAcademy Securities, Inc.02-06-2020
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Howard ShallcrossMorgan StanleyBarclays Capital Inc.$8011-23-2012
James F Fitzgerald IIIMorgan StanleyBarclays Capital Inc.09-21-2015
Howard Allen ShallcrossMorgan StanleyBarclays Capital Inc.$5011-23-2012
Milin Shyam RaoMorgan StanleyBarclays Capital Inc.09-06-2011
Timothy Walter OConnorMorgan StanleyBlackRock Investments, LLC12-23-2019
Catherine M BitterlyMorgan StanleyBlackRock Investments, LLC09-27-2016
Sharon Harshbarger KuceraMorgan StanleyBlackRock Investments, LLC09-25-2015
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
Mark Tilden NewmanMorgan StanleyChase Investment Services Corp.$15007-06-2009
Andrew C StolarzMorgan StanleyChimera Securities, LLC10-29-2015
Eileen Patricia RussoMorgan StanleyCredit Suisse Securities (USA) LLC03-23-2017
Michael Vincent PidichMorgan StanleyDavid Lerner Associates, Inc.12-10-2012
Ramon William OrtelMorgan StanleyE*TRADE Securities LLC12-16-2013
Michael Edward CecilMorgan StanleyE. H. Smith Jacobs & Co., Inc.$1,00003-27-2013
Ryan Michael HuntMorgan StanleyEdward Jones10-06-2014
Richard C GubitosiMorgan StanleyEquitable Advisors, LLC04-18-2018
Thomas John Van DykMorgan StanleyEquitable Advisors, LLC10-30-2017
Lauren Julia BirishMorgan StanleyEquitable Advisors, LLC09-13-2017
Maria Giacalone-MozoMorgan StanleyForesters Financial Services, Inc.07-16-2019
Jason ChambeauMorgan StanleyHennion & Walsh, Inc.07-14-2011
Scott DrayerMorgan StanleyHerbert J. Sims & Co, Inc.$5003-09-2011
Goutam GhoshMorgan StanleyHSBC Securities (USA) Inc.09-16-2016
Peter E PruntyMorgan StanleyIndex Capital Consultants, LLC05-22-2017
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Showing 1 to 25 of 246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.