Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Richard C GubitosiMorgan StanleyAXA Advisors, LLC04-18-2018
Thomas John Van DykMorgan StanleyAXA Advisors, LLC10-30-2017
Howard ShallcrossMorgan StanleyBarclays$8011-23-2012
Howard Allen ShallcrossMorgan StanleyBarclays Capital Inc.11-23-2012
Milin Shyam RaoMorgan StanleyBarclays Capital Inc.09-06-2011
Catherine M. BitterlyMorgan StanleyBlackRock Investments, LLC09-27-2016
Edward Crane SweeneyMorgan StanleyBoomerang Capital LLC01-25-2016
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
John Walton Rheiner IIIMorgan StanleyCBIZ Financial Solutions, Inc.09-04-2014
Mark Tilden NewmanMorgan StanleyChase Investment Services Corp.$10007-06-2009
Andrew C StolarzMorgan StanleyChimera Securities, LLC10-29-2015
William J. Minsch IIIMorgan StanleyCitigroup Global Markets Inc.03-05-2015
Leslie Steele AshMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Paul Stuart MandelMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Richard Michael BeltramMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Joseph Francis DursoMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Thomas Anthony CarlMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Donovan ArdMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Perry Clark LeeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Richard George WilsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Kate Patricia SweeneyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Joseph Michael BrownMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Thomas Michael DefinoMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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