Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan ChuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,00003-06-2020
Gina Marie Barcello-ReedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Kenny Won ChangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Greg T BentleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-28-2020
Kyle M DileoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
John P. WilliamsMorgan StanleyWells Fargo Clearing Services, LLC02-26-2020
Ruth Faye FialkoMorgan StanleyJ.P. Morgan Securities LLC$15001-03-2020
Timothy Walter O'ConnorMorgan StanleyBlackRock Investments, LLC12-23-2019
Thomas M ShearerMorgan StanleyGoldman Sachs & Co.12-19-2019
Walter Clement RichardsonMorgan StanleyVanderbilt Securities, LLC07-29-2019
Maria Giacalone-MozoMorgan StanleyForesters Financial Services, Inc.07-16-2019
Andrew M LachenmayrMorgan StanleyNYLIFE Securities LLC07-11-2019
Renato ObandoMorgan StanleyJ.P. Morgan Securities LLC$15005-06-2019
Christopher Robert ArmstrongMorgan StanleyCharles Schwab & Co., Inc.03-29-2019
Mark Salvatore BoutrosMorgan StanleyThrivent Investment Management Inc.02-22-2019
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Kevin S. MachineMorgan StanleyNYLIFE Securities LLC12-14-2018
Robert James SimonsMorgan StanleySantander Securities LLC12-12-2018
Robert Francis GibbsMorgan StanleyWells Fargo Clearing Services, LLC12-11-2018
Gregory Scott HuetherMorgan StanleyJ.P. Morgan Securities LLC$15012-07-2018
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Jamie PhillipsMorgan StanleyThe Investment Center, Inc.11-14-2018
Richard William GruberMorgan StanleyVanguard Marketing Corporation10-25-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Erin Elizabeth BurkeMorgan StanleyLord Abbett Distributor LLC09-21-2018
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Showing 1 to 25 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.