Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zhigang ShenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2016
Zachary Zerring GoldbergMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Yury Eugene KonevMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Yuji FujiiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Yash Vijay DalalMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William R BelloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2011
William M BurnsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Joseph DumchusMorgan StanleyWells Fargo Clearing Services, LLC04-16-2014
William John RigneyMorgan StanleyWells Fargo Clearing Services, LLC12-01-2017
William J. Minsch IIIMorgan StanleyCitigroup Global Markets Inc.03-05-2015
William Donovan ArdMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Donald GeorgenMorgan StanleyUBS Financial Services Inc.10-19-2012
William Charles Hahn Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
William Charles Black Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
William Campbell GibsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Bruce DredgeMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Arthur WaylettMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Wendy W. MurphyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Viviana Pelicot SantiagoMorgan StanleyWells Fargo Clearing Services, LLC$5006-30-2011
Vincent Mario Pecora IIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Vijay Nanalal DalalMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Victor Josef RocckiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Vanessa Louise MccabeMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Todd Edward WatersMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Michael KeeganMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Next Page »

Showing 1 to 25 of 575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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