Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Salvatore BoutrosMorgan StanleyThrivent Investment Management Inc.02-22-2019
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Kevin S. MachineMorgan StanleyNYLIFE Securities LLC12-14-2018
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Richard William GruberMorgan StanleyVanguard Marketing Corporation10-25-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Gregory Hagop ShirinianMorgan StanleyJ.P. Morgan Securities LLC08-29-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
Carly Elizabeth SchiavoneMorgan StanleyT3 Trading Group, LLC06-29-2018
Richard C GubitosiMorgan StanleyAXA Advisors, LLC04-18-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
Ahmed Pyarali LakhaniMorgan StanleyGreat Point Capital LLC01-09-2018
Julian Youngwoo ChoMorgan StanleyJ.P. Morgan Securities LLC12-14-2017
William John RigneyMorgan StanleyWells Fargo Clearing Services, LLC12-01-2017
Thomas John Van DykMorgan StanleyAXA Advisors, LLC10-30-2017
Anhar FaragMorgan StanleyUBS Financial Services Inc.10-25-2017
Nicholas Peter Randazzo Jr.Morgan StanleyUBS Financial Services Inc.08-29-2017
James John Solano Jr., Joseph David Copeland Jr., Benjamin DonathenMorgan StanleyStifel, Nicolaus & Company, Incorporated08-17-2017
Ryan Michael LeekMorgan StanleyJ.P. Morgan Securities LLC08-15-2017
John Thomas Del MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2017
Jeffrey Scott SmulevitzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2017
Eileen Patricia RussoMorgan StanleyCredit Suisse Securities (USA) LLC03-23-2017
Rohit K BhallaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2017
Donald John Witkowski, Glen Patrick GillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Catherine M. BitterlyMorgan StanleyBlackRock Investments, LLC09-27-2016
Next Page »

Showing 1 to 25 of 575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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