Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
John Thomas Del MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2017
Jeffrey Scott SmulevitzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2017
Rohit K BhallaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2017
Donald John Witkowski, Glen Patrick GillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Zhigang ShenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2016
Lisa Michele MulcahyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-14-2014
Stephen C. O'NeilMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2014
Thomas Anthony CifelliMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2013
Christopher Michael ParmerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2013
Neal Adrian TeicherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2013
Joseph Isaac RotenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2013
Lynn Metzger BlanchardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2013
Christopher TiffanyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2012
Michael Joseph Reiss, William Anthony RyanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2012
Mary Weldon DesalvatoreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2012
Ari R WishkoffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2012
Ginger Cheryl Montagna, Anthony George MontagnaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2011
William R BelloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2011
Peter Eugene BlackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2011
John Lawrence AlexMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2011
Nancy Carol Bernstein, Greg RosenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2011
Matthew Kevin McCarvilleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2011
Barry Jacob GottliebMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2010
Duy Hoang LeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-01-2014
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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