Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jasmine Giszelle GarrettMorgan StanleyAmeriprise Financial Services, Inc.09-12-2014
Robert Joseph Duffy IIIMorgan StanleyAmeriprise Financial Services, Inc.12-18-2013
James Patrick MattiMorgan StanleyBright Trading, LLC04-22-2016
Stephen David SearMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Jodie Ann Cohen-PotterMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Mansoor KisatMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Michael William HayesMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Allen CreekbaumMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Monica HouseMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Wendy Carol GilesMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Michael John SpedaleMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Christopher BadwickMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Karen Diane VibeMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
John Albert SchuckMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Leonard Keith RemingtonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michelle Lynn CorradettiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bernard Patrick SchofieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Freddie Frederick SarnoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ryan Lee AdamsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Nicholas Charles FrankMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Anthon David MatkulakMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Anthony Michael DavidMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Andrew PanskyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ryan William GilbrechMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Suzanne Danielle SweeneyMorgan StanleyICAP Corporates LLC07-20-2017
Next Page »

Showing 1 to 25 of 67 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.