Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Peter WroblewskiMorgan StanleyAegis Capital Corp.04-26-2016
Donald Brian Grennon Jr.Morgan StanleyAllianceBernstein L.P.06-08-2016
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Michael C MarraMorgan StanleyAmeriprise Financial Services, Inc.12-10-2012
Benjamin Ehren LeessMorgan StanleyAmeriprise Financial Services, Inc.06-28-2010
Rhoundy J JonesMorgan StanleyAXA Advisors, LLC07-02-2019
Courtney E BurkeMorgan StanleyAXA Advisors, LLC04-30-2018
Francis John ScandaleMorgan StanleyAXA Advisors, LLC01-13-2016
James FerraioliMorgan StanleyAXA Advisors, LLC07-25-2013
Lawrence W BahrMorgan StanleyAXA Advisors, LLC09-04-2009
David B. GlicksteinMorgan StanleyBanc of America Securities LLC08-31-2009
Louis GreifMorgan StanleyBarclays08-03-2015
Kerri Connellan, Jim PucciarelliMorgan StanleyBarclays$1,00007-13-2015
Francesca ZavoltaMorgan StanleyBarclays$7410-04-2013
Eliot RossMorgan StanleyBarclays$9806-29-2012
James F Fitzgerald IIIMorgan StanleyBarclays Capital Inc.09-21-2015
Louis Jay GreifMorgan StanleyBarclays Capital Inc.08-03-2015
Marc Israel Karetsky, Sylvia Herman GortMorgan StanleyBarclays Capital Inc.$15007-14-2015
Kerri Keisler ConnellanMorgan StanleyBarclays Capital Inc.$10007-13-2015
Robert Todd MyersMorgan StanleyBarclays Capital Inc.04-17-2015
Andrew Stuart LeventhalMorgan StanleyBarclays Capital Inc.$10004-17-2014
Douglas Michael QuartnerMorgan StanleyBarclays Capital Inc.03-17-2014
Kimberly Beth BucelloMorgan StanleyBarclays Capital Inc.12-11-2013
Francesca Maria ZavoltaMorgan StanleyBarclays Capital Inc.10-04-2013
Yunjin LeeMorgan StanleyBarclays Capital Inc.12-07-2009
Next Page »

Showing 1 to 25 of 1,424 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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