Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurence BraunsteinMorgan StanleyFirst Allied Securities, Inc.$20007-22-2010
Steven Foote, John MoranMorgan StanleyIngalls & Snyder, LLC$30001-19-2011
Adam LeapleyMorgan StanleyChase Investment Services Corp.$20501-28-2011
Mark DonohueMorgan StanleyRBC Capital Markets, LLC$70011-15-2011
Emir Culov, Amela Culov, Rebecca RexMorgan StanleyHSBC Securities (USA) Inc.$17503-15-2012
Patricia Glass, Walter VarianMorgan StanleyCredit Suisse Securities (USA) LLC05-21-2012
Eliot RossMorgan StanleyBarclays Capital Inc.$9806-29-2012
Francesca ZavoltaMorgan StanleyBarclays Capital Inc.$7410-04-2013
Joseph Stein, Jr., Jeffrey SteinMorgan StanleyNeuberger Berman BD LLC$32009-15-2014
Kerri Connellan, Jim PucciarelliMorgan StanleyBarclays Capital Inc.$1,00007-13-2015
Louis GreifMorgan StanleyBarclays Capital Inc.08-03-2015
Richard Zinman, Anthony Dertouzos, John MorenoMorgan StanleyCredit Suisse Securities (USA) LLC$5,00011-23-2015
Christopher WalkleyMorgan StanleyJanney Montgomery Scott LLC$10608-22-2017

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.