Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Matthew SobelMorgan StanleyChase Investment Services Corp.$50005-14-2010
Celeste Roni DinermanMorgan StanleyChase Investment Services Corp.$50002-11-2011
Danny S HyonMorgan StanleyChase Investment Services Corp.03-19-2012
David I BuninMorgan StanleyChase Investment Services Corp.$50001-13-2012
David Matthew FermanMorgan StanleyChase Investment Services Corp.$50002-11-2011
Edner Damion Joseph Jr.Morgan StanleyChase Investment Services Corp.$10002-07-2011
Jason Grady SandersMorgan StanleyChase Investment Services Corp.$10005-27-2011
Jay Marshall DienesMorgan StanleyChase Investment Services Corp.$15007-02-2010
Jerry CangelosiMorgan StanleyChase Investment Services Corp.$10009-03-2010
Joseph Edward VicariMorgan StanleyChase Investment Services Corp.$50003-26-2010
Kenneth Matthew WhiteMorgan StanleyChase Investment Services Corp.03-31-2010
Michael Joseph LupiaMorgan StanleyChase Investment Services Corp.$15006-18-2010
Michael Peter SarubbiMorgan StanleyChase Investment Services Corp.08-09-2010
Mike BermanMorgan StanleyChase Investment Services Corp.$10005-13-2011
Peter Michael SantulliMorgan StanleyChase Investment Services Corp.$10003-17-2011
Raymond KrumdieckMorgan StanleyChase Investment Services Corp.$50003-14-2011
Richard R WolinskyMorgan StanleyChase Investment Services Corp.02-10-2011
Samuel Noah TenzerMorgan StanleyChase Investment Services Corp.10-10-2011
Steven ChabraMorgan StanleyChase Investment Services Corp.06-27-2011
Thomas Michael NixonMorgan StanleyChase Investment Services Corp.$10009-03-2010
William Robert WhiteMorgan StanleyChase Investment Services Corp.$50009-24-2010
Yasin B AbbakMorgan StanleyChase Investment Services Corp.08-31-2012

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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