Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Denise Casey Chapman | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Lisa Jillian Zarro | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Michael Scott Cole | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Edward Albert Glenn | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Raul Alberto Delaguardia | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Kenneth Henry Malloy | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Michael Francis Kehoe | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Mark Kimbel Farley | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Steven William Sherman | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| James King Meisner Jr. | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Robert Nicholas Giordano Jr. | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Julie Ann Prinzi | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| William Taylor Mitchell | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Allen Jay Liebb | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Dermod Oliver Sullivan | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Ronald Louis Rourk | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Stephen F. Lawless | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Thomas Kevin Bourke | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| William Louis Currie | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Joseph John Miecuna | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Michael John Malone | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Michael James A Darling | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Daniel D Moerschell | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Jeffrey Michael Blumenthal | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Raymond Lawrence Braun Sr | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
