Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Courtney Lisecki | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Robert Jay Bregman | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Renee Emma Schwartz | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Andrew George Sukhin | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Edna Awilda Irizarry | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Sean McDermott | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Daniel Jay Sherman | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Michael William Troncale | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Todd Raymond Allen | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Frank Chris Ribando II | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Steven Mark Alton | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Bruce Alfred Burrows | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Patrick Jarrett Schwarz | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Sheila Rhea Horwitz | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Sheldon Jay Bitkower | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Alessandro Spinetta | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| John Clarke Blair | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| John Scott McCoy | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Mark Anthony Caropreso | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Michael James Maher Jr. | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Peter Stephen Gregory | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Joseph Bernard Hoffmeier Jr. | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Lydia Alice Rollins | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Rand Alan Marshall | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Thomas Patrick Hibbits Jr. | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
