Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Stuart GersonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Spencer Blair RosmanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Arthur Caruso Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Laura Anne FennellMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David Richard ScharfMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Shangwen HuangMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Barton John RuleMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Ahmet Niyazi TerziogluMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Katherine Marie MohneyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Sharon Mary CunninghamMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Thomas Beaudoin TuckerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Michael Andrew PetrizzoMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Robert WilshinskyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Shawn Andrew RubinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Daniel James FixellMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Barry Ray SmallMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christina R PaulMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jeremy O'BrienMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Adam Jay DarrowMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Rosamond Adelaide O'ConnorMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Corey David LevMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Bryan PodskocMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Ryan Charles LewisMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
James Anthony La PagliaMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Karen Frederica CraddockMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
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Showing 101 to 125 of 594 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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