Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph ConzoMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Stephen SokoloffMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael Samuel Di DuroMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Eve Elizabeth EllisMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
William Chad SteckelMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Fred CatalanoMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Christopher Joseph McKeefreyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Todd Edwards WachsmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Mary Gibbons GardinerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Farrell BordagesMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Patricia Ann Marie CostelloMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael SawyerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jessica Anne MarshallMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Stephen Pierce RyanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Lawrence Bernard SchiffmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Catherine Elizabeth SalsmanMorgan StanleyCitigroup Global Markets Inc.$3506-01-2009
David Lee RoweMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Stephen ViaforeMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Domitilia Maria Dos SantosMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andrea Gould SchwarzMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Cynthia Lou ChaplandMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Victor Daniel Ziminsky IIIMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Christina SchatzMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Michael Peter DmytryshynMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Jennifer Elizabeth Gilbert-DuffyMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
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Showing 201 to 225 of 594 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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