Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Manfred Hans Hegwer Jr.Morgan StanleyUBS Financial Services Inc.$10006-01-2009
Carolyn R. KohnMorgan StanleyUBS Financial Services Inc.$5006-01-2009
James Todd WashburnMorgan StanleyUBS Financial Services Inc.$2506-01-2009
Kelly Joseph KelpMorgan StanleyUBS Financial Services Inc.06-01-2009
Lisa Ann GibsonMorgan StanleyUBS Financial Services Inc.06-01-2009
Joel Nicholas HandorfMorgan StanleyUBS Financial Services Inc.06-01-2009
Yvette Ana TramountMorgan StanleyUBS Financial Services Inc.06-01-2009
Edward Howard Perkins III, Marilyn Elaine KeyserMorgan StanleyUBS Financial Services Inc.$15008-07-2009
Jordan David BlackMorgan StanleyUBS Financial Services Inc.$15001-15-2010
Pamela Hope Bayard, James Patrick Dolan III, Daniel J DolanMorgan StanleyUBS Financial Services Inc.03-19-2010
Matthew Ryan SegalMorgan StanleyUBS Financial Services Inc.$2505-14-2010
Joseph Louis Pizzo IIIMorgan StanleyUBS Financial Services Inc.05-14-2010
Stephen Dana Peet, Shannon BrightmanMorgan StanleyUBS Financial Services Inc.05-21-2010
Jay Alan LipmanMorgan StanleyUBS Financial Services Inc.$10006-03-2010
Robert Stuart LewisMorgan StanleyUBS Financial Services Inc.06-04-2010
John Gerald Marino, Constantine KallenekosMorgan StanleyUBS Financial Services Inc.06-29-2010
Edward Ryan WentzheimerMorgan StanleyUBS Financial Services Inc.$2507-01-2010
James Jackson WarfieldMorgan StanleyUBS Financial Services Inc.$2507-07-2010
John Paul FitzpatrickMorgan StanleyUBS Financial Services Inc.$15009-24-2010
Stephen Joseph AnglimMorgan StanleyUBS Financial Services Inc.$5009-24-2010
Judy M ChenMorgan StanleyUBS Financial Services Inc.10-15-2010
Joseph P Grillo Jr.Morgan StanleyUBS Financial Services Inc.$5011-05-2010
Michael Joseph BellaceMorgan StanleyUBS Financial Services Inc.11-05-2010
Norma Jeanne ForkeutisMorgan StanleyUBS Financial Services Inc.$5011-23-2010
Daniel Seth LivingstoneMorgan StanleyUBS Financial Services Inc.12-03-2010
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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