Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Howard BulkleyMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-25-2020
Jon Christopher BrooksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2020
James Frederick White IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-31-2020
Daniel Miller CochranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2020
Joseph Charles VinciguerraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-17-2020
Lynnette Elaine WorstellMorgan StanleyJ.P. Morgan Securities LLC05-28-2020
Megan Anne HalseyMorgan StanleyJ.P. Morgan Securities LLC05-27-2020
Brandon D ScarburyMorgan StanleyJ.P. Morgan Securities LLC05-06-2020
Scott A ConradMorgan StanleyJ.P. Morgan Securities LLC02-12-2020
Christian John RiemenschneiderMorgan StanleyWells Fargo Clearing Services, LLC$1,00011-22-2019
Colin Doyle KeefeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
Shane MoranMorgan StanleyUBS Financial Services Inc.$5010-30-2019
Samuel A McCoyMorgan StanleyUBS Financial Services Inc.10-23-2019
Lareesa HaynesMorgan StanleyRaymond James & Associates, Inc.10-21-2019
Jin ZhuMorgan StanleyKey Investment Services LLC10-17-2019
Michael Joseph PlatteMorgan StanleyUBS Financial Services Inc.10-07-2019
Matthew David PenrodMorgan StanleyUBS Financial Services Inc.10-07-2019
Monica Ann MalhoitMorgan StanleyUBS Financial Services Inc.09-20-2019
Kelly Susann WillmerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Travis Scott FlingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Allan Michael RetaMorgan StanleyUBS Financial Services Inc.$5009-06-2019
Jeffrey Robert SimpsonMorgan StanleyUBS Financial Services Inc.$10009-06-2019
Allan P CovertMorgan StanleyUBS Financial Services Inc.09-06-2019
Johnny L BerryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Michael Wayne BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.