Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Meghan Christine WolfeMorgan StanleyJ.P. Morgan Securities LLC01-12-2016
Lisa Bader RosenthalMorgan StanleyVictory Capital Advisers, Inc.01-06-2016
Christina Elizabeth DiewaldMorgan StanleyNorthwestern Mutual Investment Services, LLC11-17-2015
John Barris GouldMorgan StanleyPNC Investments10-09-2015
Pascal GreilsamerMorgan StanleyIndependent Financial Group, LLC08-04-2015
Stephen J. Renie, Michael S. Arthur, Jennifer S. HallMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$30007-30-2015
Frank W. SakowskiMorgan StanleyTransamerica Financial Advisors, Inc06-01-2015
Robert L. GormanMorgan StanleyRobert W. Baird & Co.$21005-21-2015
Philip Alan MendelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-07-2015
Michael James HoodMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-31-2015
Jacqueline Marie VaidyaMorgan StanleyBarclays Capital Inc.02-12-2015
Tim Clepper, Kelly KuennenMorgan StanleyLPL Financial LLC$20001-09-2015
Tiomthy B. Clepper, Kelly M. Kuennen, Max SchindlerMorgan StanleyStratos Wealth Partners$20001-09-2015
David Paul BazzoliMorgan StanleyJ.P. Morgan Securities LLC01-06-2015
Charles Joseph BoulwareMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2014
Peter David RischMorgan StanleyJ.P. Morgan Securities LLC$15008-29-2014
Meghan M McauleyMorgan StanleyJ.P. Morgan Securities LLC08-29-2014
Ann Bettendorf FreemanMorgan StanleyThe Buckingham Research Group Incorporated$10008-15-2014
Matthew L. TerwilligerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-14-2014
Phillip David IrvinMorgan StanleyJ.P. Morgan Securities LLC$10006-18-2014
Charles Rogers BrennanMorgan StanleyJ.P. Morgan Securities LLC$10006-18-2014
Michael E ZweigMorgan StanleyJ.P. Morgan Securities LLC$50006-18-2014
Christopher William TielandMorgan StanleyJ.P. Morgan Securities LLC06-18-2014
AMANDA L RODMANMorgan StanleyJ.P. Morgan Securities LLC06-18-2014
Audrey Yevette TidmoreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2014
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Showing 101 to 125 of 247 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.