Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian John RiemenschneiderMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-22-2019
Colin Doyle KeefeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
Shane Michael MoranMorgan StanleyUBS Financial Services Inc.$50010-30-2019
Samuel Alexander McCoyMorgan StanleyUBS Financial Services Inc.10-23-2019
Lareesa HaynesMorgan StanleyRaymond James & Associates, Inc.10-21-2019
Jin ZhuMorgan StanleyKey Investment Services LLC10-17-2019
Lance Alan WhiteMorgan StanleyUBS Financial Services Inc.$10010-07-2019
Michael Josephe PlatteMorgan StanleyUBS Financial Services Inc.$10010-07-2019
Matthew David PenrodMorgan StanleyUBS Financial Services Inc.$10010-07-2019
Monica Ann MalhoitMorgan StanleyUBS Financial Services Inc.$10009-20-2019
Kelly Susann WillmerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Travis Scott FlingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Jeffrey Robert SimpsonMorgan StanleyUBS Financial Services Inc.$10009-06-2019
Allan Paul CovertMorgan StanleyUBS Financial Services Inc.$25009-06-2019
Allan Michael RetaMorgan StanleyUBS Financial Services Inc.$50009-06-2019
Johnny L BerryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Michael Wayne BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Devan Nicole FeeneyMorgan StanleyFinancial Engines Advisors L.L.C.06-20-2019
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Alexander Zachary JosephMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25004-26-2019
Michael BalsomMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.