Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Youngjin JungMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Troy Neat, Jason Redpath, Steven SpaethMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60201-20-2017
William Timothy AllredMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Thomas BascomMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Rankin SarranMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Randal LavertyMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William Murphy WardMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Matthew KochMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William James AllenMorgan StanleyWells Fargo Clearing Services, LLC10-19-2012
William Allen WagnerMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Wallen Logan Crane Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Vincenzo Costanzo, Rex Elliot MackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-23-2012
Vince Costanzo, Rex MackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$11511-23-2012
Victoria Walters HaywardMorgan StanleyUBS Financial Services Inc.11-08-2013
Vernelle Lee Russo-RadosMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Tyler David ClarkMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Tricia Ann MercaldeMorgan StanleyUBS Financial Services Inc.$2510-05-2018
Tony Michael PenzoneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-01-2017
Todd N. NussMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Tim Eric DippoldMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Thomas Scott Carns Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Thomas MitchellMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Thomas Joseph Sponseller Jr.Morgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Thomas Gregory Naples Sr., Christopher M. NaplesMorgan StanleyUBS Financial Services Inc.$5011-11-2011
Thomas Geoffrey RobertsonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Next Page »

Showing 1 to 25 of 295 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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