Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ray Allen CoxMorgan StanleyUBS Financial Services Inc.$10001-06-2010
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Karyn Marie ShirbrounMorgan StanleyUBS Financial Services Inc.$10009-12-2011
Michael J MinerviniMorgan StanleyRBC Capital Markets, LLC$2503-16-2012
Michael Taylor HurleyMorgan StanleyGeneos Wealth Management, Inc.$1,00010-15-2012
Mark Bruce RichanbachMorgan StanleyWells Fargo Clearing Services, LLC$10011-02-2012
Timothy Kenneth TankMorgan StanleySII Investments, Inc.07-16-2013
Kyle Richard HunterMorgan StanleyUmpqua Investments, Inc.$5009-12-2013
Rebecca Nichole CyphersMorgan StanleyUBS Financial Services Inc.$5002-14-2014
Laura L Thompson-BallMorgan StanleyEdward Jones08-22-2016
Adam Mitchell AndersonMorgan StanleyRBC Capital Markets, LLC05-22-2017
ELLERY Elizabeth BARNEYMorgan StanleyCetera Advisor Networks LLC09-26-2017
Zachary Livingston MeikleMorgan StanleyEquitable Advisors, LLC05-18-2018
Justin Michael LippincottMorgan StanleyUBS Financial Services Inc.07-02-2018
Susan Lynn HaasMorgan StanleyRBC Capital Markets, LLC05-11-2020
John Thomas NicolausMorgan StanleyCUSO Financial Services, L.P.05-26-2020
Joseph J Di PeriMorgan StanleyJ.P. Morgan Securities LLC06-08-2020

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.