Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie M PalumboMorgan StanleyLPL Financial LLC06-09-2009
Ryan Todd WayneMorgan StanleyAXA Advisors, LLC08-03-2009
Benjamin Tyler ChunkoMorgan StanleyWells Fargo Clearing Services, LLC08-03-2009
Prather Randolph HillMorgan StanleyUBS Financial Services Inc.08-07-2009
Matthew Michael SuscoMorgan StanleyWells Fargo Clearing Services, LLC08-24-2009
Joseph Gary CruzanMorgan StanleyAvantax Investment Services, Inc.08-24-2009
Matthew A. CutlerMorgan StanleyAXA Advisors, LLC08-27-2009
John D Oakes Jr.Morgan StanleyCambridge Investment Research, Inc.08-31-2009
James A. GalitsisMorgan StanleyPNC Investments08-31-2009
Jeffrey Mark LevinsohnMorgan StanleyCMS Investment Resources, LLC11-09-2009
Robert Lee Godown Jr.Morgan StanleyPNC Investments$5012-03-2009
Christopher Michael WilsonMorgan StanleyPNC Investments$5012-03-2009
Daniel Patrick KellyMorgan StanleySignator Investors, Inc.$1012-14-2009
Armando Genaro DirienzoMorgan StanleyRBC Capital Markets, LLC$5001-05-2010
Daniel George ChaumpMorgan StanleyWells Fargo Clearing Services, LLC02-08-2010
Gregory Honaman RutterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-12-2010
Jane Ann ShipeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-12-2010
Kelly V.E. TrachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-12-2010
Lauren Marie BruckhartMorgan StanleyRinet Company, LLC02-22-2010
Mitchell A WelschMorgan StanleyUBS Financial Services Inc.$5003-25-2010
Paul Christopher OrihelMorgan StanleyINVEST Financial Corporation$5005-18-2010
Jeffrey Alexander EngblomMorgan StanleyWells Fargo Clearing Services, LLC05-28-2010
Mark Pablo EnriquezMorgan StanleyStifel, Nicolaus & Company, Incorporated06-11-2010
Joyce Laputka GibbsMorgan StanleyMorgan Stanley06-14-2010
John Aaron GrodinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-09-2010
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.