Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric J WernerMorgan StanleyUBS Financial Services Inc.06-25-2019
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.03-05-2019
John James KirstienMorgan StanleyPrudential Annuities Distributors, Inc10-30-2018
Thomas M. FarringtonMorgan StanleyBay Crest Partners, LLC09-21-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Wendy De Marco MasseMorgan StanleyNeuberger Berman LLC06-18-2018
Joseph Barrett FlanneryMorgan StanleyAXA Advisors, LLC03-16-2018
Emily Elizabeth EndresMorgan StanleyNatixis Distribution, L.P.10-16-2017
Kevin Clark HuntingtonMorgan StanleyNorthwestern Mutual Investment Services, LLC09-28-2017
Alicja Anna PlonskaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Mark Alan HuffmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2017
Katherine Nile BaumMorgan StanleyMuhlenkamp & Co Inc05-24-2017
Robert IoccoMorgan StanleyDelaware Distributors, L.P.03-08-2017
Anne Patrice GallagherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Nathan Brook HopkinsMorgan StanleyDunmoyle Capital Advisors, LLC10-05-2016
Lauri Marie GrazianoMorgan StanleyUSAA Financial Advisors, Inc.08-09-2016
Brian James SanfordMorgan StanleyState Farm VP Management Corp.05-19-2016
James Francis Martin, John Joseph GriffinMorgan StanleyCredit Suisse Securities (USA) LLC04-04-2016
Nicholas Eskinder DawitMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Jennifer Susan AtenMorgan StanleyBB&T Investment Services, Inc.03-04-2016
Christopher W. GrandieriMorgan StanleyCredit Suisse Securities (USA) LLC02-25-2016
Benjamin John La MannaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Hugh Michael OdonnellMorgan StanleyCredit Suisse Securities (USA) LLC11-30-2015
James Michael SchusterMorgan StanleyWells Fargo Clearing Services, LLC10-20-2015
Tony T. TranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2015
Next Page »

Showing 1 to 25 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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