Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Katelynn Rae LynchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
James Ernest JolyMorgan StanleyLPL Financial LLC$5006-02-2017
Marisa PollardMorgan StanleyOppenheimer & Co. Inc.$15005-25-2017
Gretchen Thies WallaceMorgan StanleyOppenheimer & Co. Inc.05-25-2017
Julianne M. JolyMorgan StanleyLPL Financial LLC03-06-2017
Joanne Marie DalyMorgan StanleyUBS Financial Services Inc.$10001-15-2016
Robert Louis PerryMorgan StanleyCetera Advisors LLC11-10-2015
David Anthony RedmondMorgan StanleyWells Fargo Clearing Services, LLC07-01-2015
Michael Joshua SimmsMorgan StanleyEdward Jones$108-29-2014
Robert Edward CardarelliMorgan StanleyStrategic Advisers LLC08-15-2014
Frederick James Rickey IIIMorgan StanleyJanney Montgomery Scott LLC$5011-07-2013
William John Whitfield Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2012
Henry Earl Evans IVMorgan StanleyNYLIFE Securities LLC07-05-2011
Robert B RichardsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2011
Claudia Goodrich BenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2011
Erik M WilcoxMorgan StanleyEdward Jones08-19-2010
Jason A. RuelMorgan StanleyLPL Financial LLC07-12-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.