Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Katelynn Rae LynchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
Marisa PollardMorgan StanleyOppenheimer & Co. Inc.$15005-25-2017
Gretchen Thies WallaceMorgan StanleyOppenheimer & Co. Inc.05-25-2017
Julianne M. JolyMorgan StanleyLPL Financial LLC03-06-2017
Joanne Marie DalyMorgan StanleyUBS Financial Services Inc.$5001-15-2016
David Anthony RedmondMorgan StanleyWells Fargo Clearing Services, LLC07-01-2015
Robert Edward CardarelliMorgan StanleyFidelity Brokerage Services LLC08-15-2014
Frederick James Rickey IIIMorgan StanleyJanney Montgomery Scott LLC$5011-07-2013
William John Whitfield Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2012
Robert B RichardsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2011
Lloyd James RobertsonMorgan StanleyBanc of America Investment Services, Inc.08-24-2009
Denise Ann Lussier RobertsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Marc Anthony VergaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Patrick R Langone Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John Brennan ZitzmannMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Rene James SawyerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph Pasquale TamburiniMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Matthew Scott D'AmbraMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David William WrightMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Nancy Ann PasquarielloMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Robert Allen HovanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Robert David SherwinMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Harold Alexander SeidlerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jeremy Peter MartinMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.