Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Katelynn Rae LynchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
Gretchen Thies WallaceMorgan StanleyOppenheimer & Co. Inc.05-25-2017
Julianne M. JolyMorgan StanleyLPL Financial LLC03-06-2017
David Anthony RedmondMorgan StanleyWells Fargo Clearing Services, LLC07-01-2015
Robert Edward CardarelliMorgan StanleyFidelity Brokerage Services LLC08-15-2014
William John Whitfield Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2012
Robert B RichardsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2011
Lloyd James RobertsonMorgan StanleyBanc of America Investment Services, Inc.08-24-2009
Scott David BlairMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Keith Douglas WhiteMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Joseph Van VleckMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Patrick Matthew SweeneyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Newell ElyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Patricia Anne CraddockMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Richard Gerard CarriereMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ronald John Capraro Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Val John ColasantoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Paul Alan SteinbrennerMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Joanne Marie DalyMorgan StanleyUBS Financial Services Inc.$5001-15-2016
Frederick James Rickey IIIMorgan StanleyJanney Montgomery Scott LLC$5011-07-2013
Harold Alexander SeidlerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jeremy Peter MartinMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Douglas Ronald NaniMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Mark McAndrewMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Next Page »

Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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