Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Joseph LeachMorgan StanleyCarty & Company, Inc.04-22-2016
Randolph Benton AustinMorgan StanleyCoker & Palmer04-25-2013
Gregory Wade FosterMorgan StanleyDuncan-Williams, Inc.09-14-2018
Samuel V. HarrisMorgan StanleyEdward Jones07-08-2016
John W. Tucker IIIMorgan StanleyEdward Jones04-01-2016
Jeremy P. BiscegliaMorgan StanleyEdward Jones10-16-2014
Terry Leann KeltnerMorgan StanleyFirst Horizon Advisors, Inc.10-18-2010
Jay Christopher CloudMorgan StanleyGFO Advisory Services, LLC06-29-2017
David Wise DarstMorgan StanleyGuggenheim Securities, LLC08-22-2016
John Bryan FinkboneMorgan StanleyLPL Financial LLC$5007-31-2019
Charles Mathison Tyndal IIIMorgan StanleyLPL Financial LLC02-14-2017
Mark Todd JacobsMorgan StanleyLPL Financial LLC$5009-08-2011
Danny F. Fisher Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
Dwight C. TomlinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-26-2015
Michael D. TankersleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-26-2015
Angela Denise CallicoattMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-26-2015
Stephen J PoteetMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2013
Christopher Grant BalesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
James Ralph ParkerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
John R. GloverMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2010
Jonathan M. CoxMorgan StanleyMetLife Securities Inc.09-21-2009
Donald Neal BatemanMorgan StanleyMizuho Securities USA LLC03-19-2012
Paul Thomas FlournoyMorgan StanleyMorgan Keegan & Company, Inc.10-01-2012
William Drake PorterMorgan StanleyMorgan Keegan & Company, Inc.10-14-2011
Brian Joseph SmithMorgan StanleyMorgan Keegan & Company, Inc.10-14-2011
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.