Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Elizabeth KriegerMorgan StanleyLPL Financial LLC$25007-20-2009
Amber Dawn MooreMorgan StanleyGirard Securities, Inc.08-03-2009
Kimberly Joy LatimerMorgan StanleyChilton Capital Management LLC08-12-2009
Lewis Edward Brazelton IIIMorgan StanleyRBC Capital Markets, LLC$15008-31-2009
Cameron W GreenwoodMorgan StanleyBreen Investors LP$50008-31-2009
Brenda Cordella TolbertMorgan StanleyRBC Capital Markets, LLC$50009-01-2009
Peter Michael RileyMorgan StanleyUBS Financial Services Inc.$20009-25-2009
Joseph E. SircelyMorgan StanleyUBS Financial Services Inc.$20009-25-2009
Steven HerceMorgan StanleyMorgan Keegan & Company, Inc.$16010-12-2009
Jonathan N. DizonMorgan StanleyUBS Financial Services Inc.$10011-09-2009
Michael James GapinskiMorgan StanleyUBS Financial Services Inc.$10011-30-2009
Thomas Hardy HugginsMorgan StanleyUBS Financial Services Inc.$10011-30-2009
Harry Sven Selldin Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-04-2009
Mark William SelldinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-04-2009
Kelly Patricia KearneyMorgan StanleyUBS Financial Services Inc.$50012-07-2009
Ormand Lee O'Neal Jr.Morgan StanleyUBS Financial Services Inc.12-09-2009
Natanie Nicole KellerMorgan StanleyUBS Financial Services Inc.12-09-2009
Nicole Michel BonifaceMorgan StanleyUBS Financial Services Inc.12-10-2009
Robert David PearsonMorgan StanleyUBS Financial Services Inc.$13112-11-2009
Chad F ManningMorgan StanleyUBS Financial Services Inc.12-11-2009
Brian C. HeitshusenMorgan StanleyUBS Financial Services Inc.$10012-14-2009
Robert N. Murray Jr.Morgan StanleyUBS Financial Services Inc.$25001-15-2010
Sunshine R. CoddouMorgan StanleyUBS Financial Services Inc.$25001-15-2010
Rebecca Kates MillerMorgan StanleyAmeriprise Financial Services, Inc.$50001-15-2010
Rachael Lynn ToborMorgan StanleyUBS Financial Services Inc.$50001-26-2010
Next Page »

Showing 1 to 25 of 370 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.