Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachariah Zuhdi Erich CansecoMorgan StanleyJPMorgan Chase & Co.$20006-01-2016
Yusef Lucious-Jason LovetteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2017
William Vincent SwisherMorgan StanleyRBC Capital Markets, LLC$10005-10-2012
William Harger CarseyMorgan StanleyMV Securities Group, Inc.02-01-2013
William Dale GriffinMorgan StanleyBarclays Capital Inc.$5003-20-2015
William Brent SuttonMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
Willeen Frankie LinsicombeMorgan StanleyE*TRADE Capital Management, LLC$2502-10-2010
Wes Alan CoyleMorgan StanleyUBS Financial Services Inc.$5004-12-2012
Walter Scott Fortney IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,32701-06-2012
Victor M PalafoxMorgan StanleyCredit Suisse Securities (USA) LLC02-01-2016
Victor M OliveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Veronica I Puello VisbalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2019
Truman D CooperMorgan StanleyEquitable Advisors, LLC06-25-2019
Timothy Neal TraceyMorgan StanleyAllianceBernstein L.P.06-26-2013
Timothy M ProtoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Timothy Lawrence OConnorMorgan StanleyUBS Financial Services Inc.08-28-2020
Timothy Christian OsgoodMorgan StanleyChase Investment Services Corp.$2501-13-2012
Thomas Newton Pierce JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-04-2020
Thomas J MathisMorgan StanleyFidelity Brokerage Services LLC07-27-2010
The Gift Hamilton TeamMorgan StanleyRBC Capital Markets, LLC$25910-04-2011
Ted E Oliver SrMorgan StanleyEdward Jones09-19-2014
Susan Smith HoltMorgan StanleyOppenheimer & Co. Inc.03-15-2010
Sunshine R CoddouMorgan StanleyUBS Financial Services Inc.$2501-15-2010
Sun Y HongMorgan StanleyMetLife Securities Inc.06-27-2016
Steven ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2017
Next Page »

Showing 1 to 25 of 230 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.