Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachariah Zuhdi, Erich CansecoMorgan StanleyJPMorgan Chase & Co.$20006-01-2016
Yusef Lucious-Jason LovetteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2017
William Ware GouldinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Vincent SwisherMorgan StanleyRBC Capital Markets, LLC$10005-10-2012
William L Crothers Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William Harger CarseyMorgan StanleyMV Securities Group, Inc.02-01-2013
William Ernest FriscoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Edward SelzerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Earle Coffey Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William E WarnockMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Dale GriffinMorgan StanleyBarclays Capital Inc.$10003-20-2015
William Cotter White Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
William Austin Spencer Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Willeen Frankie LinsicombeMorgan StanleyCsfbdirect, Inc.02-10-2010
Wes Alan CoyleMorgan StanleyUBS Financial Services Inc.04-12-2012
Wendy Trahan CepakMorgan StanleySagePoint Financial, Inc.09-28-2018
Ward Whiton PendletonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Walter Scott Fortney IV, Franklin Grant Fortney, Michael Brandon NichleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2012
Walter Peter TramontinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Vivien Wilson OwenMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Vivian Arnold O'LearyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Virginia Ann TapleyMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Viji KumarasamyMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Victoria Polinski SmithMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Victor M. PalafoxMorgan StanleyCredit Suisse Securities (USA) LLC02-01-2016
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Showing 1 to 25 of 489 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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