Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sergio A. SaldivarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Yusef Lucious-Jason LovetteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2017
Steven ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-01-2017
Rajendra P. DhamankarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-09-2016
Martin Enriquez, Miguel CortinaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60010-05-2016
Martin Antonio Enriquez, Miguel CortinaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2016
Scott Edward SchoberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-19-2016
Brent Eugene LillyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-03-2015
Kevin Scott RookerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2015
Sonia Rose GinnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-14-2014
Michael James BradstreetMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2014
Jason Christopher Capps, Kemp H. BrombergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2014
Branson Kelsey Bywaters Sr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2013
Herbert Marion Rhodes IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-13-2013
Charles Wendell Grimes Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-07-2012
Scott Fortney, Grant FortneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$88501-10-2012
Walter Scott Fortney IV, Franklin Grant Fortney, Michael Brandon NichleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-06-2012
Marc Alan LibermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2011
Samuel Franklin Pyle, Shauywn Siryl SmithMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2011
Gerald Richard Gold Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2010
Gail Gerber StalarowMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2010
David Lane GardnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-24-2010
Jay William LaflairMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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