Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lewis Albert MetzgerMorgan StanleyMorgan Stanley & Co. LLC$85006-01-2009
Earl Nelson Scroggins Jr.Morgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Darren Craig HillMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Andrew Hunter StancoMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Christopher T. WilcoxMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
John Oliver NorwoodMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Sean Richardson YorkMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Kevin Turner DickeyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Maria Madeline NicholasMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John Porter JacksonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Lewis Michael KalmansMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Jeffrey Parks BridgesMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Phillip Brooks LaqueyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Pablo R. GomezMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
James Stephen SandersMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Ward Whiton PendletonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Dale Franklin Johnson Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Joseph Nick GonzalesMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Tate Lindsey IIIMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Alan Paul YonackMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Todd Lindley HasieMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Joseph Patrick Gutkowski Sr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Joseph Martin PolanskiMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Michael Wayne DimmelMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Claude Ryan HillMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Next Page »

Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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