Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenda Cordella TolbertMorgan StanleyRBC Capital Markets, LLC$5009-01-2009
Daniel Gustav CroonquistMorgan StanleyRBC Capital Markets, LLC$5012-12-2013
Hugh Foster HamiltonMorgan StanleyRBC Capital Markets, LLC$15009-29-2011
Jason Brice MeekMorgan StanleyRBC Capital Markets, LLC$2508-05-2011
Joseph Rice Neuhaus Jr.Morgan StanleyRBC Capital Markets, LLC11-18-2011
Karen Marie JankowskiMorgan StanleyRBC Capital Markets, LLC11-18-2011
Lawrence Spangler Gift Jr.Morgan StanleyRBC Capital Markets, LLC$10009-29-2011
Lewis Edward Brazelton IIIMorgan StanleyRBC Capital Markets, LLC$15008-31-2009
Peter KnoerMorgan StanleyRBC Capital Markets, LLC11-13-2014
Randall Craig SuttonMorgan StanleyRBC Capital Markets, LLC06-16-2011
Raymond Jay SinkiewiczMorgan StanleyRBC Capital Markets, LLC$10003-07-2014
Robert Adams LeachMorgan StanleyRBC Capital Markets, LLC$5003-06-2013
Sally Biondo HammerMorgan StanleyRBC Capital Markets, LLC$15011-11-2011
Stewart KellerMorgan StanleyRBC Capital Markets, LLC$15011-11-2011
William Vincent SwisherMorgan StanleyRBC Capital Markets, LLC$10005-10-2012

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.