Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlo Eugenio ValerioMorgan StanleyUBS Financial Services Inc.12-12-2019
Charles Patrick ReddellMorgan StanleyUBS Financial Services Inc.11-01-2019
Kristi Lynn TraylorMorgan StanleyUBS Financial Services Inc.11-01-2019
James Edward LacampMorgan StanleyUBS Financial Services Inc.11-01-2019
Jeffry Allen ParkerMorgan StanleyUBS Financial Services Inc.$10009-20-2019
Rafael Jason HerreraMorgan StanleyUBS Financial Services Inc.$20509-20-2019
Richard Anthony Markey Jr.Morgan StanleyUBS Financial Services Inc.$13608-30-2019
Gerardo PenaMorgan StanleyUBS Financial Services Inc.09-29-2017
Alejandro AyalaMorgan StanleyUBS Financial Services Inc.08-25-2017
Dustin Charles ElliottMorgan StanleyUBS Financial Services Inc.07-28-2017
Alexander Stephenson FieldMorgan StanleyUBS Financial Services Inc.07-14-2017
Michael Jerry WesbrooksMorgan StanleyUBS Financial Services Inc.$7506-19-2017
Larry David SelzerMorgan StanleyUBS Financial Services Inc.$10006-14-2016
Adriana Teresa SantoniMorgan StanleyUBS Financial Services Inc.03-04-2016
Susanna Dee PollockMorgan StanleyUBS Financial Services Inc.01-13-2015
Janet Lynn WoodsMorgan StanleyUBS Financial Services Inc.$5001-03-2014
Jose R. Jimenez MuratMorgan StanleyUBS Financial Services Inc.07-17-2013
Rebecca Lynn HensleyMorgan StanleyUBS Financial Services Inc.04-01-2013
Jose Manuel MaldonadoMorgan StanleyUBS Financial Services Inc.03-28-2013
Anita Eileen KelleyMorgan StanleyUBS Financial Services Inc.01-02-2013
Juan Alvaro FloresMorgan StanleyUBS Financial Services Inc.12-12-2012
Tyler Walsh McgeeMorgan StanleyUBS Financial Services Inc.07-16-2012
Javier Claudio VargasMorgan StanleyUBS Financial Services Inc.$10005-25-2012
Ramon Paul PerezMorgan StanleyUBS Financial Services Inc.$10005-25-2012
Frank William BagrierMorgan StanleyUBS Financial Services Inc.$10004-12-2012
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.