Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael BerzonMorgan StanleyWells Fargo Clearing Services, LLC06-05-2020
Brian Lee LittlefieldMorgan StanleyWells Fargo Clearing Services, LLC06-05-2020
Nick CalegariMorgan StanleyWells Fargo Clearing Services, LLC09-23-2019
Andrew Cole SullivanMorgan StanleyWells Fargo Clearing Services, LLC08-29-2017
Feliciana R CruzMorgan StanleyWells Fargo Clearing Services, LLC08-04-2017
Billy Ray GrossMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
Paula Sue SuttonMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
William Brent SuttonMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
John Calvin Oberg IIMorgan StanleyWells Fargo Clearing Services, LLC$5512-11-2015
Jonathan Michael HillMorgan StanleyWells Fargo Clearing Services, LLC$2512-11-2015
Jorge Alberto MaldonadoMorgan StanleyWells Fargo Clearing Services, LLC$5612-04-2015
Andrea S Booker SmithMorgan StanleyWells Fargo Clearing Services, LLC08-12-2015
Cosmin George SerbanMorgan StanleyWells Fargo Clearing Services, LLC04-07-2014
Matthew Joseph KellyMorgan StanleyWells Fargo Clearing Services, LLC$10009-23-2013
Daron Bruce EdwardsMorgan StanleyWells Fargo Clearing Services, LLC$5005-06-2013
Megan Marie Poss WanglerMorgan StanleyWells Fargo Clearing Services, LLC$5004-02-2013
Andrew W BushongMorgan StanleyWells Fargo Clearing Services, LLC$5011-15-2012
Roger Dale TaylorMorgan StanleyWells Fargo Clearing Services, LLC$5003-02-2012
Reuben John Englert JrMorgan StanleyWells Fargo Clearing Services, LLC$10006-30-2011
Debra Anne FryattMorgan StanleyWells Fargo Clearing Services, LLC$5006-23-2011

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.