Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason FrischknechtMorgan StanleyFidelity Brokerage Services LLC05-19-2020
Aaron G BrownMorgan StanleyFidelity Brokerage Services LLC04-20-2020
Alan D PaulsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2020
Michael BlaszakMorgan StanleyUBS Financial Services Inc.01-10-2020
Stephan Albert MicklosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-05-2019
Nicole Leatham Fernandez-SeoaneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$12912-05-2019
Andrew Jay HardingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Nicholas William MarshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Cassie Anne AlveyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Aaron RokeachMorgan StanleyGoldman Sachs & Co.06-21-2019
Spencer Michael HoutzMorgan StanleyFidelity Brokerage Services LLC04-10-2018
Chase Bradley MillerMorgan StanleyVanguard Marketing Corporation03-20-2018
Jon Montgomery WillhiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-28-2017
Julio C GonzalezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-28-2017
David Neil SorensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2017
Brandon Drew RossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2017
Jon Pierson WillhiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2017
Spencer WillhiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2017
Pearl Ariana HuntMorgan StanleyFidelity Brokerage Services LLC09-07-2016
Kimberly Alvarenga StarrMorgan StanleyFidelity Brokerage Services LLC02-26-2015
Richard PotashnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$13009-19-2014
Richard Martin PotashnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-19-2014
Steven Tyler WitsmanMorgan StanleyWells Fargo Clearing Services, LLC$10010-29-2013
Brian Jason KahnMorgan StanleyResponsible Asset Management09-24-2013
Blake Michael HammerMorgan StanleyE*TRADE Capital Management, LLC12-17-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.