Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron L RokeachMorgan StanleyGoldman Sachs & Co.06-21-2019
Melinda A. LewisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Seth David FluhmanMorgan StanleyFidelity Brokerage Services LLC07-12-2018
Brian John DelanyMorgan StanleyMulti-Bank Securities, Inc.06-21-2018
Shannon Nicole MontellMorgan StanleyJ.P. Morgan Securities LLC05-09-2018
Spencer M. HoutzMorgan StanleyFidelity Brokerage Services LLC04-10-2018
Brett Eugene EdwardsMorgan StanleyFidelity Brokerage Services LLC03-27-2018
Filip V DomazetMorgan StanleyE*TRADE Securities LLC01-03-2018
James Sanford BinghamMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-07-2017
David Johnston, Keith JohnstonMorgan StanleyKestra Financial$15010-30-2017
Michael Troy HortinMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-27-2017
Tamara Leigh TaylorMorgan StanleyTD Ameritrade, Inc.09-06-2017
Quinn Richmond MasonMorgan StanleyLDN Wealth, LLC07-13-2017
Goran GogicMorgan StanleyE*TRADE Securities LLC05-24-2017
Richard Arthur MichelsonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-07-2017
Jon Montgomery WillhiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2017
David Neil SorensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2017
Brandon Drew RossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2017
Julio C. GonzalezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25002-28-2017
Jon Pierson WillhiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2017
Spencer WillhiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2017
Clifford Coury, Mark PyperMorgan StanleyWells Fargo Advisors$34309-13-2016
Pearl Ariana HuntMorgan StanleyFidelity Brokerage Services LLC09-07-2016
Justin Kyle McIntyreMorgan StanleyGoldman Sachs & Co.07-16-2016
Benjamin Notah TahyMorgan StanleyE*TRADE Securities LLC04-11-2016
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.