Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc$5006-10-2019
Donna Lynn MitchellMorgan StanleyUBS Financial Services Inc.$15010-26-2018
Gregory Thomas ChevrierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Jimmy Xufre LourencoMorgan StanleyCapital One Investing, LLC06-15-2018
Samuel Craig BensonMorgan StanleyThe O.N. Equity Sales Company12-22-2017
Luc Christopher SebrechtsMorgan StanleyEdward Jones10-10-2017
Ryland Hoover Hubbard Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2017
Cynthia Hancock ConnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1408-29-2017
David Steven RasdolskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2017
Theodore Moore WalkleyMorgan StanleyWellington Shields & Co., LLC02-16-2017
Takunda Julius ChifokoyoMorgan StanleyFidelity Brokerage Services LLC08-29-2016
Nils Omar VidalMorgan StanleyPNC Investments05-17-2016
Ingrid Herrold StreichMorgan StanleyMid Atlantic Financial Management, Inc.$29304-12-2016
Melissa Ramona TownesMorgan StanleySanders Morris Harris LLC03-10-2016
Katherine Hoskins MackeyMorgan StanleyLincoln Financial Advisors Corporation02-10-2016
Keisha Diane JohnsonMorgan StanleyTD Ameritrade Investment Management, LLC02-01-2016
Dennis Bruce PorterMorgan StanleyGeneos Wealth Management, Inc.10-12-2015
James Robert HowardMorgan StanleyBB&T Securities, LLC09-28-2015
Lori Anne CaumeilMorgan StanleySunTrust Investment Services, Inc.09-18-2015
Rohan Sunil WadhwaniMorgan StanleyPNC Investments08-13-2015
Christopher Michael McgrathMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2015
Edwin James Pinigis IIIMorgan StanleyWoodmen Financial Services, Inc.08-01-2015
Arlie Owens Pritchard Jr.Morgan StanleyBB&T Securities, LLC07-24-2015
Antoinette Marshall LucasMorgan StanleyMutual of Omaha Investor Services, Inc.07-23-2015
Sally Melissa KingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2015
Next Page »

Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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